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O Trucking
CSA BASIC Category

Controlled Substances & Alcohol Violations

Drug & alcohol testing program, Clearinghouse queries, post-accident testing.

10 catalogued codes 10 OOS-eligible Intervention threshold: 65th percentile
10 codes
BASIC
Controlled Substances & Alcohol
Catalogued codes
10
OOS-eligible
10
Max severity
10/10
Avg severity
8.2/10
FMCSA threshold
65th percentile
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What this BASIC means

The Controlled Substances BASIC tracks 49 CFR Part 382 compliance: pre-employment drug test, random testing rate (50% annually for drugs, 10% for alcohol), post-accident testing, reasonable-suspicion testing, return-to-duty testing, and FMCSA Drug & Alcohol Clearinghouse queries. The Clearinghouse went live January 2020 — pre-employment query is now mandatory for every CDL holder. CSA threshold is 65th percentile (50th for hazmat). Drug/alcohol-related crashes are rare but catastrophic, so any violation here triggers serious FMCSA attention.

Overview

The Controlled Substances BASIC tracks 49 CFR Part 382 compliance: pre-employment drug test, random testing rate (50% annually for drugs, 10% for alcohol), post-accident testing, reasonable-suspicion testing, return-to-duty testing, and FMCSA Drug & Alcohol Clearinghouse queries. The Clearinghouse went live January 2020 — pre-employment query is now mandatory for every CDL holder. CSA threshold is 65th percentile (50th for hazmat). Drug/alcohol-related crashes are rare but catastrophic, so any violation here triggers serious FMCSA attention.

Top violations in this BASIC

382.305 (no random testing program) is the most-cited Controlled Substances violation, severity 10/10 and immediately ramps CSA scores. Other common: 382.701 (pre-employment Clearinghouse query missing, severity 6), 382.303 (post-accident testing not performed, severity 10), 382.213 (driving under controlled substance, OOS + lifetime CDL disqualification).

How to lower your Controlled Substances & Alcohol BASIC

Use a DOT-registered consortium/TPA for testing (DISA, eScreen, Quest Diagnostics' DOT program). The required testing categories: pre-employment (mandatory), random (50% drug, 10% alcohol annually), post-accident (after fatal crash, citation+injury crash, or citation+disabling crash), reasonable suspicion (supervisor observed), and return-to-duty (after positive test or refusal). Query the Clearinghouse pre-hire AND annually for existing drivers (since 2020). Document everything — DataQs reversals require paperwork.

All 10 violations in Controlled Substances & Alcohol

Related

Frequently Asked Questions

What is the Controlled Substances & Alcohol BASIC?
The Controlled Substances & Alcohol BASIC is one of seven Behavior Analysis and Safety Improvement Categories in FMCSA's Safety Measurement System (SMS). The Controlled Substances BASIC tracks 49 CFR Part 382 compliance: pre-employment drug test, random testing rate (50% annually for drugs, 10% for alcohol), post-accident testing, reasonable-suspicion testing, return-to-duty testing, and FMCSA Drug & Alcohol Clearinghouse queries. The Clearinghouse went live January 2020 — pre-employment query is now mandatory for every CDL holder. CSA threshold is 65th percentile (50th for hazmat). Drug/alcohol-related crashes are rare but catastrophic, so any violation here triggers serious FMCSA attention.
What CSA percentile triggers FMCSA intervention for Controlled Substances & Alcohol?
FMCSA's intervention threshold for Controlled Substances & Alcohol is the 65th percentile. Once a carrier crosses, FMCSA can issue a Warning Letter, conduct an Off-Site Investigation (request documents remotely), conduct an On-Site Focused Investigation (auditor visits but only reviews this BASIC), or a full Compliance Review (auditor reviews everything). Compliance Reviews are how Conditional or Unsatisfactory safety ratings happen — those can shut down a carrier.
How can I see my carrier's Controlled Substances & Alcohol score?
Go to FMCSA's SMS website (ai.fmcsa.dot.gov/sms), enter your USDOT number, and look at the BASIC scorecard. Each BASIC shows your percentile rank, the violations contributing, and the time-weighting. The data updates monthly. Drivers can see their own PSP report at the FMCSA Pre-Employment Screening Program portal — it covers driver-side BASICs (Unsafe Driving, HOS, Driver Fitness, Controlled Substances).
Which violations in this BASIC are out-of-service eligible?
10 of the 10 catalogued Controlled Substances & Alcohol violations are out-of-service eligible. OOS-eligible means the inspector can take the driver or truck off the road at the inspection site — the truck/driver cannot continue until the defect is corrected. Browse the OOS-eligible list above to see which specific codes can put you OOS.
How long do Controlled Substances & Alcohol violations stay on my CSA score?
All BASICs use the same 24-month time-weighting: 3× points months 0-6, 2× months 7-12, 1× months 13-24, then drops off. Driver-side violations also appear on the driver's PSP report for 36 months. If you successfully challenge a citation via DataQs, it can be removed from CSA — but you have to file the challenge yourself within 24 months.

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